Financial Services Regulation and Investigations

“As regulators around the world focus on the financial sector, never has the regulatory change across the full spectrum of banking, insurance and securities markets been so important.” 

United Legal Experts has a experienced team of chartered accountants and financial experts globally along investigation partners who are closely connected and linked with legislators, regulators, industrial bodies and clients to achieve practical outcomes in the development of regulation. Regulators all over the world are engaged in a significant overhaul of their regulatory system as a consequence of the global financial crisis and rapid market and regulatory changes. This has been seen in many other countries.

Our firm has an international practice bringing together regulatory and other lawyers across jurisdictions to obtain regulatory consents, provide comparative evaluation of regulations across jurisdictions and resolve regulatory problems. We also advise internationally active clients on a wide range of cross-border issues, when they want to take a product to a new country.

United Legal Experts advises clients on services related to anti-money laundering compliance, restructuring of boards and senior executive responsibilities, regulatory investigations, examination criticisms and enforcement actions, regulatory operations for the transfer of assets in banks, including affiliated transfers, matters impacting insurers, non-bank lenders, other financial institutions, recovery and resolution of financial institutions.